UCLA Financial Policy

Principles of Financial Accountability

  • Section 1: Maintaining and Securing an Effective Accountability Structure
  • Section 2: Preparing and Reviewing Budgetary and Financial Transactions

Principles of Financial Management

  • Section 1: Planning and Budgeting
  • Section 2: Monitoring and Evaluating Financial Data
  • Section 3: Analyzing Costs, Benefits and Risks
  • Section 4: Safeguarding University Assets

Principles of Data Integrity

  • Section 1: Establishing and Monitoring Data Integrity Controls
  • Section 2: Establishing and Maintaining a Financial Computing Environment

Principles of Regulatory Compliance

  • Section 1: Financial Reporting
  • Section 2: Record Retention
  • Section 3: Cash Management
  • Section 4: Expenditures
  • Section 5: Tax Laws and Regulations
  • Section 6: Reporting Fraudulent or Illegal Acts
  • Section 7: Response and Resolution of Audit Findings