Controls & Accountability

April 23, 2014

CAO & DSA	Workgroups
CAO Duties & Resources CAO & DSA Reporting Guidelines	UCLA ERM Work Group DACSS/PAN Work Group Stewardship Roundtables
COSO Model	Policies & Guidelines
COSO Model (University Policy on Controls) How to Establish an Effective Control Environment How to Assess Risk Ways to Reduce Risk How to Communicate Controls Information How to Monitor Internal Controls	Ethical Standard for UCLA Employees Administrative Responsibilities Handbook Conflict of Interest/Ethics Policies (Audit & Advisory Services) UCLA Policy 360: Internal Control Guidelines for Campus Departments (includes COSO model)
Control Practices	Classes & Tools
Approvals/Authorizations Asset Security Delegation & Accountability Segregation of Duties Reviews Reconciliations	Internal Controls & Risk Assessment Control Self Assessment Business Ethics Training

Controls & Accountability
Phone: (310) 794-3206 | Fax: (310) 794-8792 | Mail Code: 143348

Address

10920 Wilshire Boulevard, Suite 550
Los Angeles, CA 90024-6502

Office Hours

Monday – Friday 9 a. m. to 5 p. m.
Saturday and Sunday Closed